Jon is the Chief Compliance Officer for Anfield Captial and is responsible for our regulatory compliance functions. He brings a wealth of experience in counseling the investment industry on legal and compliance issues. Jon joins Anfield Capital from Golden Bear Consulting Group where he serves as General Counsel & Senior Director of Compliance.
Prior to that he spent nearly 13 years as a Supervisory Attorney-Adviser and Attorney-Adviser in the SEC’s Los Angeles Regional Office. Prior to joining the Commission, Jon’s legal practice involved counseling clients on legal and compliance issues in both law firm and in-house settings.
Jon graduated from the University of Minnesota Carlson School of Management with a Bachelor of Science degree in Finance. He received his law degree from the UCLA School of Law and his Executive LL.M. in Securities and Financial Regulation from the Georgetown University Law Center. Jon is a Chartered Financial Analyst charterholder and a member of the California State Bar.